Saturday, February 26, 2011

Friday, February 25, 2011

Key Sox Compliance Items

Develop action plans for ongoing maintenance and monitoring of internal controls in accordance policies and regulatory requirements, including the Sarbanes-Oxley Act.

Identify and implement internal controls process improvements

Recommend and implement process improvement solutions, including tools which enable these solutions.


Implement the Sarbanes-Oxley testing and evaluation plan and develop the ongoing procedures for maintenance and testing of company controls.

Provide metrics that measure effectiveness these of initiatives.


Ensure that all compliance and process improvement activities follow the appropriate change management, governance, and documentation requirements.

Conduct walk through(s) of processes and develop control guidance documentation and training materials.